Thursday, April 19. 2007

The Responsibility of an Agent

On the other hand, an agent is an individual or firm that places securities transactions for clients. It is also a licensed person by a state to sell insurance. An agent is also a securities salesperson who represents a broker-dealer or issuer when selling or trying to sell securities to the investing public. This is the person that transacts in behalf of their employer or client.
Posted by Viviane Craisler in Financial Dictionary at 07:10 | Comments (0) | Trackbacks (0)

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